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      Finra

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      Financial Planning Consultants

      1100 Poydras St, New Orleans, LA 70163

      504-522-8218

      CLOSED NOW: 
      Today: 9:00 am - 5:00 pm
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      DETAILS
      General Info
      Financial Industry Regulatory Authority (FINRA) is the regulator for all securities firms doing business in the United States. Based in New Orleans, La., the association oversees over 4,560 brokerage firms, 163,335 branch offices and 631,305 registered securities representatives. It renders an array of services, including examining securities firms, providing trade reporting and other industry utilities as well as administering dispute resolution forum for investors and registered firms. In addition, Financial Industry Regulatory Authority performs market regulation under contract for the major U.S. stock markets, including the New York Stock Exchange, NYSE Arca, NYSE Amex, The NASDAQ Stock Market and the International Securities Exchange.
      Extra Phones

      Phone: 504-522-6527

      Fax: 504-522-4077

      TollFree: 844-574-3577

      Hours
      Regular Hours
      Mon - Fri:
      Category
      Financial Planning Consultants
      Payment Options
      Location
      Energy Ctr
      Neighborhoods
      French Quarter - CBD, Central Business District
      Other Link

      https://www.finra.org

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      Data provided by one or more of the following: Thryv, Data Axle, Yext.