General Info

KMS Financial Services investment philosophy incorporates two key concepts, broad diversification as its clients hedge against an uncertain future and adequate liquidity to deal with the unexpected. The financial services company was established in 1971. It emphasizes compliance with the rules and guidelines of several regulatory bodies, which include the National Association of Securities Dealers, Securities and Exchange Commission and the 50 states. Located in Seattle, KMS Financial Services is a registered broker-dealer and a member of the National Association of Securities Dealers and the Securities Investor Protection Corporation.